Build the records an SEC examiner asks for.Your free account: start with the mock exam.See what the BrainTrust helps your firm produce.
Choose the record you need, run the tool or adapt the template, then have your firm review, approve and keep the result.The seven-minute mock exam shows which records your firm is missing. Then use your included tools, templates and finished examples to work on those gaps.Browse the tools, templates and finished examples SEC-registered firms use to build and maintain their cybersecurity compliance records. A free account opens the starting set.
Why the BrainTrust exists. It is an unbiased, vendor-neutral toolkit for CCOs who are comfortable with technology. Use it to check your own cybersecurity compliance program from several angles, see where it is thin, and know how to strengthen it. Every firm is different, like a fingerprint. What you find here is a way to build and test your program, not the way.
- 01Pick the record you need
One row per record, below.
- 02Run the tool or adapt the template
Tools draft it from your answers. Templates you edit yourself.
- 03Review, approve and file it
Your CCO approves it and keeps it on file.
One row per record an examiner asks for, and the tool that produces it.
Support included with your Premium membershipSupport with PremiumSupport with Premium
Email is how Premium members reach MTradecraft. Send your question to support@mtradecraft.com and we answer in writing. Our target is a reply within five business days.Email support is included with Premium. Members send questions to MTradecraft and get a written answer, with a target of five business days.Email support is included with Premium. Members send questions to MTradecraft and get a written answer, with a target of five business days.
- Which template or tool fits your situation
- How a rule reads
- How to adapt a document to your firm
- How a BrainTrust tool works
- Zoom meetings, phone calls or scheduled sessions
- Reviewing your documents, or a gap analysis of your firm
- Drafting documents for your firm
- Remediation planning or recurring advisory questions
- Exam representation, or acting as your firm's CISO or named cybersecurity expert
Need more than email can cover? Say so in your email. We send an estimate for that scope before any work begins. Details are in the Member Policy, section 07.
Every tool's output, completed for one fictional firm (Tradecraft Advisors), so you can see what done looks like before you start.