On June 3, 2026, the compliance date for the amended Regulation S-P arrived for smaller entities — which is to say, for most of the RIAs reading this. Larger entities have been subject to the amendments since December 3, 2025. If your firm spent the spring getting ready, this article is a checklist to confirm you actually finished. If the date went by unnoticed, this article is your priority list, in the order an examiner will follow.
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